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GLENN ALLEN WIESSNER
CRD#: 3053776
IA
B
MORGAN STANLEYCRD#: 149777 Ten Pointe Drive
Suite 400
Brea, CA 92821
Suite 400
Brea, CA 92821
0
Disclosures
26
Years of Experience
View By:
State Registrations
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Alabama 4/29/2022
B
Nebraska 12/8/2016
B
Alaska 1/28/2022
B
Nevada 6/15/2018
B
Arizona 9/3/2019
B
New Hampshire 5/25/2022
B
Arkansas 2/15/2019
B
New Jersey 6/23/2020
B
California 12/8/2016
B
New Mexico 2/15/2019
IA
California 12/9/2016
B
New York 9/26/2018
B
Colorado 12/8/2016
B
North Carolina 2/15/2019
B
Connecticut 5/11/2022
B
North Dakota 2/15/2019
B
Delaware 5/11/2022
B
Ohio 1/25/2018
B
District of Columbia 5/11/2022
B
Oklahoma 5/25/2022
B
Florida 2/15/2019
B
Oregon 5/25/2022
B
Georgia 2/15/2019
B
Pennsylvania 5/25/2022
B
Hawaii 12/8/2016
B
Puerto Rico 2/15/2019
B
Idaho 5/25/2022
B
Rhode Island 2/15/2019
B
Illinois 2/15/2019
B
South Carolina 2/15/2019
B
Indiana 2/15/2019
B
South Dakota 2/15/2019
B
Iowa 5/25/2022
B
Tennessee 5/25/2022
B
Kansas 5/25/2022
B
Texas 12/8/2016
B
Kentucky 5/25/2022
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Texas 12/8/2016
B
Louisiana 5/25/2022
B
Utah 12/8/2016
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Maine 5/25/2022
B
Vermont 6/28/2021
B
Maryland 5/25/2022
B
Virgin Islands 5/25/2022
B
Massachusetts 10/3/2018
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Virginia 5/25/2022
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Michigan 5/25/2022
B
Washington 2/15/2019
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Minnesota 12/8/2016
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West Virginia 5/25/2022
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Mississippi 2/15/2019
B
Wisconsin 12/8/2016
B
Missouri 4/29/2022
B
Wyoming 5/25/2022
B
Montana 6/15/2021
SRO Registrations
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IA
Registered with this firm since 12/8/2016
B
Registered with this firm since 12/8/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/12/2004 - 12/27/2016 | BREA, CA | |
B | 11/12/2004 - 12/27/2016 | BREA, CA | |
IA | 08/24/1998 - 11/15/2004 | BREA, CA | |
B | 06/15/1998 - 11/15/2004 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.