Individual Firm
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SCOTT WILLIAM SHAW
SCOTT W SHAW
CRD#: 3053613
IA
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J. W. COLE ADVISORS, INC.CRD#: 112294 18 NORTH MAIN STREET
Suite 210
DOYLESTOWN, PA 18901
Suite 210
DOYLESTOWN, PA 18901
J.W. COLE FINANCIAL, INC.CRD#: 124583 18 North Main Street
Suite 210
Doylestown, PA 18901
Suite 210
Doylestown, PA 18901
0
Disclosures
26
Years of Experience
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State Registrations
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Arizona 1/14/2015
B
New Mexico 1/14/2015
B
California 3/27/2020
B
New York 1/14/2015
B
Colorado 1/4/2016
B
North Carolina 1/14/2015
B
Connecticut 1/14/2015
B
Ohio 1/14/2015
B
Delaware 1/14/2015
B
Pennsylvania 1/14/2015
B
Florida 1/14/2015
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Pennsylvania 1/14/2015
B
Kentucky 1/23/2015
B
South Carolina 5/11/2016
B
Maryland 1/14/2015
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Texas 1/14/2015
B
Michigan 2/10/2023
B
Virginia 1/14/2015
B
Minnesota 8/28/2018
B
Washington 9/23/2022
B
New Jersey 1/14/2015
B
Wisconsin 1/14/2015
SRO Registrations
B
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IA
Registered with this firm since 1/14/2015
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Registered with this firm since 1/14/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/25/2011 - 01/28/2015 | DOYLESTOWN, PA | |
B | 05/03/1999 - 01/28/2015 | DOYLESTOWN, PA | |
B | 06/29/1998 - 05/03/1999 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.