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DANIEL JON FERWERDA
DAN FERWERDA
CRD#: 3052973
IA
B
SPCCRD#: 110692 1917 E. Beltline Ave NE
Ste. 200-B
Grand Rapids, MI 49525
Ste. 200-B
Grand Rapids, MI 49525
SIGMA FINANCIAL CORPORATIONCRD#: 14303 1971 E Beltline Ave NE
Ste. 200-B
Grand Rapids, MI 49525
Ste. 200-B
Grand Rapids, MI 49525
0
Disclosures
26
Years of Experience
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State Registrations
B
Arizona 1/12/2023
B
Michigan 6/1/2018
B
Colorado 1/12/2023
IA
Michigan 6/1/2018
B
Florida 10/10/2018
B
South Carolina 1/12/2023
B
Indiana 1/12/2023
SRO Registrations
B
B
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IA
Registered with this firm since 6/1/2018
B
Registered with this firm since 6/1/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/02/2012 - 04/20/2018 | GRAND RAPIDS, MI | |
B | 09/14/2012 - 04/20/2018 | GRAND RAPIDS, MI | |
IA | 05/26/2010 - 09/20/2012 | GRAND RAPIDS, MI | |
B | 12/04/2002 - 09/20/2012 | GRAND RAPIDS, MI | |
B | 06/06/2000 - 11/04/2002 | ST. LOUIS, MO | |
B | 06/03/1999 - 06/02/2000 | COLUMBUS, OH | |
B | 11/02/1998 - 04/06/1999 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.