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HECTOR FERNANDEZ
CRD#: 3052730
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 BRICKELL AVE
MIAMI, FL 33131
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)BLEHMAN BROTHERS INC. (CRD# 7506)2005 - 2008 (2 years)BBBVA BANCOMER SECURITIES INTER... (CRD# 31769)1999 - 2005 (6 years)IALEHMAN BROTHERS INC. (CRD# 7506)2008 - 2008 (<1 year)
License(s)

State Registrations

B
California 1/14/2010

B
Michigan 3/10/2022

B
Colorado 11/18/2014

B
New York 2/11/2022

B
Florida 10/6/2008

B
Texas 10/6/2008

IA
Florida 10/7/2008

IA
Texas 10/6/2008

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 10/6/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 10/6/2008

Previous Registration(s)
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IA
03/18/2008 - 09/24/2008 LEHMAN BROTHERS INC. (CRD#:7506) MIAMI, FL
B
11/28/2005 - 09/24/2008 LEHMAN BROTHERS INC. (CRD#:7506) MIAMI, FL
B
09/07/1999 - 11/21/2005 BBVA BANCOMER SECURITIES INTERNATIONAL, INC. (CRD#:31769) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.