Individual Firm
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HENRY LAWRENCE THOMPSON IV
L. T. THOMPSON
CRD#: 3052046
IA
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 1155 Southgate Corp Park
Hickory, NC 28601
Hickory, NC 28601
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 1155 Southgate Corp Park
Hickory, NC 28601
Hickory, NC 28601
0
Disclosures
24
Years of Experience
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State Registrations
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Alaska 1/3/2022
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New Jersey 9/22/2017
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Arizona 2/1/2016
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New York 2/1/2016
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Arkansas 2/1/2016
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North Carolina 2/1/2016
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California 2/1/2016
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North Carolina 2/1/2016
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Colorado 2/1/2016
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Ohio 2/1/2016
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District of Columbia 12/1/2020
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Oklahoma 8/11/2020
B
Florida 2/1/2016
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Pennsylvania 2/1/2016
B
Georgia 2/1/2016
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South Carolina 2/1/2016
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Iowa 2/1/2016
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Tennessee 2/1/2016
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Kentucky 4/5/2018
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Texas 2/1/2016
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Louisiana 2/24/2017
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Texas 2/1/2016
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Maine 8/2/2016
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Utah 1/3/2023
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Maryland 2/1/2016
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Virginia 2/1/2016
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Michigan 2/1/2016
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Wisconsin 8/27/2024
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Minnesota 7/21/2017
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Wyoming 2/1/2016
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Mississippi 2/1/2016
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 2/1/2016
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Registered with this firm since 2/1/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/26/2014 - 02/08/2016 | HICKORY, NC | |
B | 06/30/2006 - 02/08/2016 | HICKORY, NC | |
B | 12/17/2001 - 06/30/2006 | HICKORY, NC | |
B | 01/29/1999 - 03/17/2000 | BEVERLY HILLS, CA | |
B | 07/10/1998 - 10/28/1998 | MINNEAPOLIS, MN | |
B | 07/10/1998 - 10/28/1998 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.