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THOMAS BRADLEY MCCRACKEN
CRD#: 3051989
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 912 SOUTH GEORGE STREET
FIRST FLOOR
YORK, PA 17403
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2009 - 2012 (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1998 - 2006 (7 years)IAMORGAN STANLEY SMITH BARNEY LLC (CRD# 149777)2011 - 2012 (1 year)
Disclosure(s)
View By:
1/26/2018
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/9/2022

B
North Carolina 4/19/2012

B
California 4/19/2012

B
Ohio 4/19/2012

B
Colorado 4/19/2012

B
Oklahoma 4/26/2016

B
Connecticut 11/25/2016

B
Oregon 4/19/2012

B
Delaware 4/19/2012

B
Pennsylvania 4/19/2012

B
District of Columbia 4/19/2012

IA
Pennsylvania 4/19/2012

B
Florida 4/19/2012

B
South Carolina 4/19/2012

B
Illinois 5/15/2012

B
South Dakota 12/5/2013

B
Indiana 5/29/2024

B
Tennessee 4/19/2012

B
Maine 4/19/2012

B
Texas 4/19/2012

B
Maryland 4/19/2012

IA
Texas 4/19/2012

B
Massachusetts 4/19/2012

B
Virginia 4/19/2012

B
Missouri 6/27/2024

B
Washington 12/16/2024

B
New Jersey 4/19/2012

B
West Virginia 4/19/2012

B
New York 4/19/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
912 SOUTH GEORGE STREET FIRST FLOOR, YORK, PA 17403
Dallastown, PA
Registered with this firm since 4/19/2012

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
912 SOUTH GEORGE STREET FIRST FLOOR, YORK, PA 17403
Dallastown, PA
Registered with this firm since 4/19/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/08/2011 - 04/30/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) YORK, PA
B
06/01/2009 - 04/30/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) YORK, PA
B
02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) YORK, PA
B
06/30/1998 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.