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VIDAL H RAMIREZ II
VIDAL H RAMIREZ, VIDAL RAMIREZ, VIDAL H RAMIREZ II
CRD#: 3051468
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
HOUSTON, TX 77002
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - Present (17 years)BBARCLAYS CAPITAL INC. (CRD# 19714)2001 - 2006 (5 years)BCHASE SECURITIES INC. (CRD# 18718)1998 - 2000 (1 year)
License(s)

State Registrations

B
Alabama 9/7/2018

B
Minnesota 11/26/2018

B
Arkansas 7/6/2015

B
Nevada 12/12/2016

B
California 9/7/2018

B
New Jersey 12/1/2016

B
Colorado 9/7/2018

B
New York 6/11/2008

B
Connecticut 2/21/2017

B
North Carolina 2/22/2012

B
District of Columbia 9/19/2018

B
Oklahoma 7/21/2015

B
Florida 8/18/2014

B
Oregon 10/28/2020

B
Georgia 9/7/2018

B
Pennsylvania 6/2/2021

B
Illinois 1/7/2013

B
Tennessee 9/7/2018

B
Indiana 3/5/2013

B
Texas 1/7/2008

B
Kentucky 10/21/2021

IA
Texas 1/8/2008

B
Louisiana 9/7/2018

B
Utah 9/7/2018

B
Maryland 9/7/2018

B
Virginia 10/28/2021

B
Massachusetts 10/5/2018

B
West Virginia 4/27/2021

B
Michigan 12/2/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 1/8/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 1/7/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/30/2001 - 08/16/2006 BARCLAYS CAPITAL INC. (CRD#:19714) NEW YORK, NY
B
06/29/1998 - 02/23/2000 CHASE SECURITIES INC. (CRD#:18718) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.