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Detailed Report
ORRIN COLERIDGE FREDERICKS JR
ORRIN COLERIDGE FREDERICKS, ORRIN FREDERICKS
CRD#: 3050707
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4050 West Boy Scout Boulevard
Tampa, FL 33607
Registration History
1998200020022004200620082010201220142016201820202022202420263 FIRMS2005 - 2005 (<1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BE*TRADE SECURITIES LLC (CRD# 29106)2006 - 2008 (1 year)BNEW ENGLAND SECURITIES (CRD# 615)2005 - 2006 (1 year)BFRANKLIN/TEMPLETON DISTRIBUTOR... (CRD# 332)1998 - 2004 (6 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2006 - 2006 (<1 year)
License(s)

State Registrations

B
Alabama 6/1/2009
B
Nebraska 6/1/2009
B
Alaska 6/1/2009
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Hampshire 6/1/2009
B
Arkansas 6/1/2009
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 6/1/2009
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 6/1/2009
B
North Dakota 6/1/2009
B
District of Columbia 6/1/2009
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 6/1/2009
IA
Florida 6/1/2009
B
Oregon 6/1/2009
B
Georgia 6/1/2009
B
Pennsylvania 6/1/2009
B
Hawaii 6/1/2009
B
Puerto Rico 6/1/2009
B
Idaho 6/1/2009
B
Rhode Island 6/1/2009
B
Illinois 6/1/2009
B
South Carolina 6/1/2009
B
Indiana 6/1/2009
B
South Dakota 6/1/2009
B
Iowa 6/1/2009
B
Tennessee 6/1/2009
B
Kansas 6/1/2009
B
Texas 6/1/2009
B
Kentucky 6/1/2009
IA
Texas 1/11/2011
B
Louisiana 6/1/2009
B
Utah 6/1/2009
B
Maine 6/1/2009
IA
Utah 1/9/2012
B
Maryland 6/1/2009
B
Vermont 6/1/2009
B
Massachusetts 6/1/2009
B
Virgin Islands 5/7/2014
B
Michigan 6/1/2009
B
Virginia 6/1/2009
B
Minnesota 6/1/2009
B
Washington 6/1/2009
B
Mississippi 6/1/2009
B
West Virginia 6/1/2009
B
Missouri 6/1/2009
B
Wisconsin 6/1/2009
B
Montana 6/1/2009
B
Wyoming 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4050 West Boy Scout Boulevard, Tampa, FL 33607
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
4050 West Boy Scout Boulevard, Tampa, FL 33607
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/03/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TAMPA, FL
B
 04/02/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TAMPA, FL
B
 11/21/2006 - 02/27/2008 E*TRADE SECURITIES LLC (CRD#:29106) TAMPA, FL
IA
 02/01/2006 - 10/27/2006 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) TAMPA, FL
B
 07/26/2005 - 10/27/2006 NEW ENGLAND SECURITIES (CRD#:615) TAMPA, FL
IA
 08/05/2005 - 11/28/2005 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) TAMPA, FL
B
 05/27/2005 - 11/28/2005 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
 05/27/2005 - 11/28/2005 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 06/19/1998 - 09/21/2004 FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (CRD#:332) SAN MATEO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.