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Detailed Report
James A Faro
JAMES ANDREW FARO, JIM FARO
CRD#: 3049521
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2800 POPLAR ST SUITE 41
TERRE HAUTE, IN 47803
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2017 (9 years)2 FIRMS2017 - Present (7 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1998 - 2008 (9 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2008 (2 years)
License(s)

State Registrations

B
Alabama 8/23/2022
B
New Hampshire 1/8/2025
B
Arizona 8/18/2017
B
New Mexico 8/18/2017
B
California 8/18/2017
B
New York 8/18/2017
B
Colorado 11/3/2018
B
North Carolina 8/18/2017
B
Florida 8/18/2017
B
Ohio 8/18/2017
B
Georgia 10/3/2017
B
Oregon 8/18/2017
B
Illinois 8/18/2017
B
Pennsylvania 8/18/2017
B
Indiana 8/18/2017
B
Tennessee 10/29/2019
IA
Indiana 8/18/2017
B
Texas 8/18/2017
B
Iowa 5/11/2023
IA
Texas 12/6/2018
B
Kentucky 3/5/2018
B
Virginia 8/18/2017
B
Massachusetts 8/18/2017
B
Washington 11/4/2019
B
Michigan 8/18/2017
B
Wisconsin 8/18/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2800 POPLAR ST SUITE 41, TERRE HAUTE, IN 47803
Registered with this firm since 8/18/2017
B
EDWARD JONES (CRD#:250)
2800 POPLAR ST SUITE 41, TERRE HAUTE, IN 47803
Registered with this firm since 8/18/2017
Previous Registration(s)
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IA
 01/01/2008 - 08/21/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TERRE HAUTE, IN
B
 01/01/2008 - 08/21/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TERRE HAUTE, IN
B
 06/15/1998 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) TERRE HAUTE, IN
IA
 09/02/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) TERRE HAUTE, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.