Individual Firm
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JANICE P MAIZE
JANICE PATRICIA LYDON
CRD#: 3048699
IA
B
MORGAN STANLEYCRD#: 149777 Reno, NV
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Arizona 6/1/2009
IA
Nevada 2/5/2025
B
California 6/1/2009
B
New Hampshire 10/9/2024
IA
California 6/1/2009
B
New Jersey 10/10/2022
B
Colorado 6/1/2009
B
New York 6/1/2009
B
District of Columbia 11/21/2023
B
North Carolina 10/9/2019
B
Florida 6/1/2009
B
Ohio 8/9/2024
B
Georgia 4/18/2022
B
Oregon 6/1/2009
B
Hawaii 4/16/2020
B
Rhode Island 10/25/2023
B
Idaho 3/13/2023
B
South Carolina 10/10/2022
B
Illinois 6/1/2009
B
South Dakota 12/12/2023
B
Iowa 9/28/2020
B
Texas 6/1/2009
B
Maine 6/1/2009
IA
Texas 3/11/2020
B
Massachusetts 6/1/2009
B
Utah 8/3/2017
B
Missouri 6/1/2009
B
Virginia 4/16/2021
B
Montana 7/22/2021
B
Washington 6/1/2009
B
Nevada 6/1/2009
SRO Registrations
B
B
B
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/14/1998 - 06/01/2009 | LONG BEACH, CA | |
B | 06/25/1998 - 06/01/2009 | LONG BEACH, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.