Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SUSAN MARIE LENZ
SUSAN MARIE HAWKINSON, SUE LENZ
CRD#: 3047698
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 15800 W. BLUEMOUND ROAD
SUITE 105
BROOKFIELD, WI 53005
SUITE 105
BROOKFIELD, WI 53005
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Arizona 6/17/2016
B
New Jersey 1/22/2021
B
California 3/8/2024
B
New York 5/29/2024
B
Colorado 1/22/2021
B
North Carolina 1/22/2021
B
District of Columbia 1/22/2021
B
North Dakota 1/22/2021
B
Florida 6/17/2016
B
Ohio 9/28/2020
B
Illinois 6/17/2016
B
Oregon 12/6/2018
B
Indiana 1/22/2021
B
Rhode Island 1/22/2021
B
Iowa 2/27/2023
B
South Carolina 11/7/2024
B
Kansas 5/29/2024
B
South Dakota 2/27/2023
B
Maryland 12/13/2024
B
Tennessee 6/5/2024
B
Michigan 6/17/2016
B
Texas 7/21/2021
B
Minnesota 7/3/2019
B
Utah 10/8/2024
B
Missouri 1/22/2021
B
Washington 2/22/2024
B
Nebraska 2/27/2023
B
Wisconsin 6/17/2016
B
Nevada 11/26/2024
IA
Wisconsin 6/17/2016
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/17/2016
B
Registered with this firm since 6/17/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/26/2016 - 06/14/2016 | OCONOMOWOC, WI | |
B | 01/26/2016 - 06/14/2016 | OCONOMOWOC, WI | |
IA | 05/20/2015 - 01/22/2016 | NEW BERLIN, WI | |
B | 05/20/2015 - 01/22/2016 | NEW BERLIN, WI | |
IA | 01/17/2014 - 03/05/2015 | LAKE GENEVA, WI | |
B | 01/17/2014 - 03/05/2015 | LAKE GENEVA, WI | |
IA | 03/24/2010 - 01/21/2014 | LAKE GENEVA, WI | |
B | 03/24/2010 - 01/21/2014 | LAKE GENEVA, WI | |
B | 09/15/2009 - 04/08/2010 | MILWAUKEE, WI | |
IA | 01/01/2008 - 09/22/2009 | ELKHORN, WI | |
B | 01/01/2008 - 09/22/2009 | ELKHORN, WI | |
B | 01/02/2004 - 01/03/2008 | ELKHORN, WI | |
B | 07/01/2003 - 08/05/2003 | ST. LOUIS, MO | |
B | 09/03/1999 - 07/01/2003 | NEW YORK, NY |
LAKE GENEVA, WI
01/17/2014 - 03/05/2015
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.