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Detailed Report
AMY CATHERINE PHILLIPS
CRD#: 3047583
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4300 East 53rd Street
Suite 300
Davenport, IA 52807
Registration History
199820002002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2024 - Present (1 year)BMORGAN STANLEY (CRD# 149777)2021 - Present (3 years)BPRIVATE CLIENT SERVICES, LLC (CRD# 120222)2017 - 2021 (3 years)BDETALUS SECURITIES, LLC (CRD# 103260)2009 - 2017 (8 years)BEAGLE ONE INVESTMENTS, LLC (CRD# 45254)2005 - 2008 (3 years)BBEYER & COMPANY (CRD# 1243)1998 - 2005 (7 years)
License(s)

State Registrations

B
Alabama 1/30/2025
B
Nebraska 1/30/2025
B
Arizona 10/11/2021
B
Nevada 1/30/2025
B
Arkansas 1/30/2025
B
New Jersey 1/30/2025
B
California 10/11/2021
B
New Mexico 1/30/2025
B
Colorado 1/30/2025
B
New York 1/30/2025
B
Delaware 1/30/2025
B
North Carolina 1/30/2025
B
Florida 10/11/2021
B
Ohio 2/3/2025
B
Georgia 1/30/2025
B
Oklahoma 1/30/2025
B
Hawaii 1/30/2025
B
Oregon 1/30/2025
B
Idaho 10/11/2021
B
Pennsylvania 1/30/2025
B
Illinois 10/11/2021
B
Rhode Island 1/30/2025
B
Indiana 10/11/2021
B
South Carolina 1/30/2025
B
Iowa 10/11/2021
B
South Dakota 2/10/2025
IA
Iowa 2/5/2024
B
Tennessee 1/30/2025
B
Kansas 1/30/2025
B
Texas 10/11/2021
B
Maine 1/30/2025
IA
Texas 3/1/2024
B
Massachusetts 2/3/2025
B
Utah 1/30/2025
B
Michigan 1/30/2025
B
Virginia 10/11/2021
B
Minnesota 10/11/2021
B
Washington 1/30/2025
B
Mississippi 1/30/2025
B
Wisconsin 1/30/2025
B
Missouri 10/11/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4300 East 53rd Street Suite 300, Davenport, IA 52807
Registered with this firm since 2/5/2024
B
MORGAN STANLEY (CRD#:149777)
4300 East 53rd Street Suite 300, Davenport, IA 52807
Registered with this firm since 10/11/2021
Previous Registration(s)
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B
 11/01/2017 - 10/11/2021 PRIVATE CLIENT SERVICES, LLC (CRD#:120222) Davenport, IA
B
 01/02/2009 - 11/20/2017 DETALUS SECURITIES, LLC (CRD#:103260) DAVENPORT, IA
B
 08/01/2005 - 12/31/2008 EAGLE ONE INVESTMENTS, LLC (CRD#:45254) DAVENPORT, IA
B
 05/27/1998 - 07/29/2005 BEYER & COMPANY (CRD#:1243) DAVENPORT, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.