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Brian L Hungerford
Brian LANSING Hungerford
CRD#: 3047041
IA
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ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 300 North Main Street
Suite 400
Greenville, SC 29601
Suite 400
Greenville, SC 29601
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Disclosures
22
Years of Experience
View By:
State Registrations
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Alabama 11/22/2021
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North Carolina 11/22/2021
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Delaware 7/27/2022
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Ohio 1/28/2025
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Florida 1/25/2023
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South Carolina 11/22/2021
B
Illinois 9/17/2024
IA
South Carolina 11/22/2021
B
Kentucky 11/22/2021
B
Texas 11/22/2021
B
Massachusetts 12/13/2024
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Texas 11/22/2021
B
Nevada 3/17/2022
B
Vermont 4/24/2024
B
New Jersey 5/31/2023
SRO Registrations
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Registered with this firm since 11/22/2021
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Registered with this firm since 11/22/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/23/2016 - 11/23/2021 | GREENVILLE, SC | |
B | 10/03/2016 - 11/23/2021 | GREENVILLE, SC | |
IA | 11/29/2011 - 06/10/2013 | GREENVILLE, SC | |
B | 11/01/2010 - 06/10/2013 | NEW YORK, NY | |
B | 03/29/2007 - 11/01/2010 | CHARLOTTE, NC | |
B | 06/25/1998 - 08/17/2006 | CHARLOTTE, NC |
GREENVILLE, SC
12/23/2016 - 11/23/2021
GREENVILLE, SC
10/03/2016 - 11/23/2021
GREENVILLE, SC
11/29/2011 - 06/10/2013
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.