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DORIS GASCA SILVA
DORIS JEAN GASCA, DORIS JEAN SILVA, DORIS SILVA
CRD#: 3046633
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2745 DALLAS PARKWAY
SUITE 480
PLANO, TX 75093
SUITE 480
PLANO, TX 75093
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Arizona 7/12/2021
B
Louisiana 5/16/2024
IA
Arizona 7/28/2021
IA
Louisiana 5/23/2024
B
Colorado 9/23/2021
B
Missouri 8/1/2022
IA
Colorado 9/24/2021
IA
Missouri 8/3/2022
B
Florida 11/23/2021
B
Oklahoma 8/1/2022
IA
Florida 11/24/2021
IA
Oklahoma 8/2/2022
B
Georgia 9/9/2024
B
Texas 3/25/2019
IA
Georgia 9/11/2024
IA
Texas 3/25/2019
SRO Registrations
B
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IA
Registered with this firm since 3/25/2019
B
Registered with this firm since 3/25/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/13/2016 - 04/16/2019 | FORT WORTH, TX | |
IA | 09/13/2016 - 03/25/2019 | Fort Worth, TX | |
IA | 08/24/2012 - 09/16/2016 | WESTWORTH VILLAGE, TX | |
B | 08/24/2012 - 09/16/2016 | WESTWORTH VILLAGE, TX | |
IA | 08/22/2011 - 08/27/2012 | GRANBURY, TX | |
B | 07/08/2005 - 08/27/2012 | GRANBURY, TX | |
IA | 07/08/2005 - 07/15/2011 | GRANBURY, TX | |
IA | 04/19/2004 - 07/01/2005 | FT. WORTH , TX | |
B | 04/13/2004 - 07/01/2005 | BOSTON, MA | |
B | 10/08/2003 - 04/01/2004 | BIRMINGHAM, AL | |
B | 05/21/1998 - 10/02/2003 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.