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CLAIRE ROBERTS DURAND
CLAIRE DURAND, CLAIRE DALE ROBERTS, CLAIRE ROBERTS
CRD#: 3046363
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 222 Pacific Coast Hwy
Suite 11W151
El Segundo, CA 90245
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2016 (6 years)2 FIRMS2023 - Present (1 year)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2022 - Present (2 years)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2022 - 2023 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2017 - 2022 (4 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2004 - 2007 (3 years)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)1999 - 2003 (4 years)BFORTIS INVESTORS, INC. (CRD# 421)1998 - 1999 (1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2022 (4 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2017 - 2018 (<1 year)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2003 - 2007 (4 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2001 - 2003 (2 years)
License(s)

State Registrations

B
Alabama 3/1/2024

B
Nebraska 3/1/2024

B
Alaska 3/1/2024

B
Nevada 3/1/2024

B
Arizona 3/1/2024

B
New Hampshire 3/1/2024

B
Arkansas 3/1/2024

B
New Jersey 3/1/2024

IA
California 9/28/2022

B
New Mexico 3/1/2024

B
California 9/1/2023

B
New York 3/1/2024

B
Colorado 3/1/2024

B
North Carolina 3/1/2024

B
Connecticut 3/1/2024

B
North Dakota 3/1/2024

B
Delaware 3/1/2024

B
Ohio 3/4/2024

B
District of Columbia 3/1/2024

B
Oklahoma 3/1/2024

B
Florida 3/1/2024

B
Oregon 3/1/2024

B
Georgia 3/1/2024

B
Pennsylvania 3/1/2024

B
Hawaii 3/1/2024

B
Puerto Rico 3/1/2024

B
Idaho 3/1/2024

B
Rhode Island 3/1/2024

B
Illinois 3/1/2024

B
South Carolina 3/1/2024

B
Indiana 3/1/2024

B
South Dakota 3/1/2024

B
Iowa 3/1/2024

B
Tennessee 3/1/2024

B
Kansas 3/1/2024

B
Texas 3/1/2024

B
Kentucky 3/1/2024

IA
Texas 3/1/2024

B
Louisiana 3/1/2024

B
Utah 3/1/2024

B
Maine 3/1/2024

B
Vermont 3/1/2024

B
Maryland 3/1/2024

B
Virgin Islands 3/1/2024

B
Massachusetts 3/1/2024

B
Virginia 3/1/2024

B
Michigan 3/1/2024

B
Washington 3/1/2024

B
Minnesota 3/1/2024

B
West Virginia 3/1/2024

B
Mississippi 3/1/2024

B
Wisconsin 3/1/2024

B
Missouri 3/1/2024

B
Wyoming 3/1/2024

B
Montana 3/1/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
222 Pacific Coast Hwy Suite 11W151, El Segundo, CA 90245
Registered with this firm since 9/6/2023

IA
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559)
1888 Century Park East, Los Angeles, CA 90067
Registered with this firm since 9/28/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
222 Pacific Coast Hwy Suite 11W151, El Segundo, CA 90245
Registered with this firm since 9/1/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/27/2022 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) LOS ANGELES, CA
IA
07/13/2018 - 08/30/2022 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
09/22/2017 - 08/29/2022 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) LOS ANGELES, CA
IA
10/04/2017 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) LOS ANGELES, CA
IA
12/10/2009 - 09/01/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) LOS ANGELES, CA
B
12/18/2009 - 09/01/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) LOS ANGELES, CA
IA
12/03/2003 - 12/20/2007 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) PHOENIX, AZ
B
01/07/2004 - 12/14/2007 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) PHOENIX, AZ
IA
10/16/2001 - 12/31/2003 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
09/24/1999 - 12/31/2003 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
06/15/1998 - 07/27/1999 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
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Broker
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Investment Adviser
Disclosures
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