• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRYAN LEE DIERS
CRD#: 3045438
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5500 PRESTON RD
DALLAS, TX 75205
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2009 (7 years)2 FIRMS2009 - Present (15 years)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)1998 - 2000 (1 year)
License(s)

State Registrations

B
Arkansas 10/23/2009

B
Montana 10/23/2009

B
California 10/23/2009

B
Nebraska 2/7/2014

B
Colorado 10/23/2009

B
Nevada 10/23/2009

B
Connecticut 6/29/2023

B
New Jersey 1/10/2023

B
District of Columbia 1/8/2018

B
New Mexico 10/23/2009

B
Florida 10/23/2009

B
New York 10/23/2009

B
Georgia 2/13/2020

B
North Carolina 2/10/2014

B
Hawaii 2/7/2014

B
Ohio 1/6/2025

B
Illinois 2/7/2014

B
Oklahoma 4/16/2010

B
Indiana 2/13/2020

B
Oregon 1/6/2025

B
Kentucky 1/11/2022

B
South Carolina 4/30/2012

B
Louisiana 2/7/2014

B
Tennessee 1/30/2023

B
Maryland 2/13/2020

B
Texas 10/23/2009

B
Massachusetts 1/17/2023

IA
Texas 10/23/2009

B
Michigan 2/7/2014

B
Utah 2/7/2014

B
Minnesota 2/7/2014

B
Virginia 1/10/2022

B
Missouri 1/18/2012

B
Washington 1/6/2025

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5500 PRESTON RD, DALLAS, TX 75205
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5500 PRESTON RD, DALLAS, TX 75205
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/06/2002 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) DALLAS, TX
B
03/08/2002 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) DALLAS, TX
B
06/09/1998 - 03/30/2000 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.