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CHARLES PAUL LAZZARO
CRD#: 304489
IA
Investment Adviser
B
Broker
WEDBUSH SECURITIES INC.CRD#: 877 1200 PROSPECT STREET SUITE 350
LA JOLLA, CA 92037
Registration History
197019751980198519901995200020052010201520202025IAWEDBUSH SECURITIES INC. (CRD# 877)2009 - Present (16 years)BWEDBUSH SECURITIES INC. (CRD# 877)2008 - Present (16 years)BFIRST WALL STREET CORP. (CRD# 13024)1983 - 2008 (25 years)BBATEMAN EICHLER, HILL RICHARDS... (CRD# 76)1970 - 1983 (12 years)BMORGAN, OLMSTEAD, KENNEDY & GA... (CRD# 595)1983 - 1983 (<1 year)IAFIRST WALL STREET CORP. (CRD# 13024)2006 - 2008 (2 years)IAFIRST WALL STREET CORP. (CRD# 13024)1997 - 2005 (8 years)
Disclosure(s)
View By:
7/16/2003
Customer Dispute
Settled
6/27/2003
Customer Dispute
Settled
4/27/2003
Customer Dispute
Settled
2/26/2003
Customer Dispute
Settled
12/18/2002
Customer Dispute
Settled
11/5/2002
Customer Dispute
Settled
11/3/1999
Customer Dispute
Settled
8/17/1983
Customer Dispute
Award / Judgment
12/10/1982
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/20/2008

B
Missouri 6/3/2009

B
Alaska 5/28/2008

B
Montana 2/19/2009

B
Arizona 7/9/2008

B
Nevada 5/6/2008

B
Arkansas 1/26/2009

B
New Hampshire 5/13/2008

B
California 5/5/2008

B
New Jersey 3/6/2009

IA
California 2/4/2009

B
New Mexico 1/8/2009

B
Colorado 4/28/2009

B
New York 5/13/2008

B
Connecticut 1/14/2009

B
North Carolina 5/13/2008

B
Delaware 1/9/2009

B
Ohio 7/19/2012

B
Florida 5/19/2008

B
Oklahoma 6/30/2008

B
Georgia 5/13/2008

B
Oregon 6/4/2008

B
Hawaii 2/17/2009

B
Pennsylvania 5/13/2008

B
Idaho 5/20/2008

B
Rhode Island 5/13/2008

B
Illinois 5/14/2008

B
South Carolina 4/28/2016

B
Indiana 5/30/2008

B
South Dakota 12/22/2016

B
Iowa 1/13/2009

B
Tennessee 5/26/2021

B
Kansas 5/22/2009

B
Texas 6/12/2008

B
Kentucky 6/3/2008

B
Utah 5/13/2008

B
Louisiana 5/13/2008

B
Vermont 9/9/2014

B
Maine 10/18/2019

B
Virginia 7/15/2008

B
Maryland 5/27/2008

B
Washington 5/6/2008

B
Massachusetts 9/29/2017

B
West Virginia 5/13/2008

B
Michigan 1/26/2009

B
Wisconsin 6/27/2008

B
Minnesota 5/13/2008

B
Wyoming 5/13/2008

B
Mississippi 5/14/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEDBUSH SECURITIES INC. (CRD#:877)
1200 PROSPECT STREET SUITE 350, LA JOLLA, CA 92037
Registered with this firm since 2/4/2009

B
WEDBUSH SECURITIES INC. (CRD#:877)
1200 PROSPECT STREET SUITE 350, LA JOLLA, CA 92037
Registered with this firm since 5/2/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/12/2006 - 12/31/2008 FIRST WALL STREET CORP. (CRD#:13024) SAN DIEGO, CA
B
02/01/1983 - 12/31/2008 FIRST WALL STREET CORP. (CRD#:13024) SAN DIEGO, CA
IA
07/08/1997 - 12/31/2005 FIRST WALL STREET CORP. (CRD#:13024) SAN DIEGO, CA
B
10/27/1970 - 02/16/1983 BATEMAN EICHLER, HILL RICHARDS, INCORPORATED (CRD#:76)
B
02/01/1983 - 02/10/1983 MORGAN, OLMSTEAD, KENNEDY & GARDNER, INCORPORATED (CRD#:595)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.