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RICK LOWELL - CONRAD VOLLMAR
RICH LOWELLCONRAD VALLMAR, RICK LOWELLCONRAD VOLLMAR
CRD#: 3042742
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8888 KEYSTONE CROSSING
STE 700
INDIANAPOLIS, IN 46240
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2024 (23 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2024 (19 years)
License(s)

State Registrations

B
Arizona 3/8/2024

B
Missouri 3/8/2024

B
California 3/8/2024

B
Nevada 3/8/2024

B
Colorado 3/8/2024

B
New York 3/8/2024

B
Florida 3/8/2024

B
Ohio 1/13/2025

B
Illinois 3/8/2024

B
Oregon 3/8/2024

B
Indiana 3/8/2024

B
Tennessee 3/8/2024

IA
Indiana 3/8/2024

B
Texas 3/8/2024

B
Kansas 3/8/2024

IA
Texas 3/8/2024

B
Kentucky 3/8/2024

B
Virginia 3/8/2024

B
Michigan 3/8/2024

B
Wisconsin 3/8/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8888 KEYSTONE CROSSING STE 700, INDIANAPOLIS, IN 46240
Registered with this firm since 3/8/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8888 KEYSTONE CROSSING STE 700, INDIANAPOLIS, IN 46240
Registered with this firm since 3/8/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/24/2004 - 03/12/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) INDIANAPOLIS, IN
B
10/16/2000 - 03/12/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) INDIANAPOLIS, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.