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Michele Ann Floyd
MICHELE ANN BROXSON, MICHELE ANN JACOBS
CRD#: 3042121
IA
Investment Adviser
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Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Parker, TX
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Parker, TX
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2001 (<1 year)2 FIRMS2015 - 2016 (1 year)2 FIRMS2023 - Present (1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2003 - 2009 (6 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)2000 - 2000 (<1 year)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)1999 - 2000 (1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1998 - 1999 (<1 year)IAPERSONAL CAPITAL ADVISORS CORP... (CRD# 155172)2016 - 2023 (6 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2004 - 2009 (4 years)
License(s)

State Registrations

IA
Texas 4/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Parker, TX
Parker, TX
Registered with this firm since 7/27/2023

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EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Parker, TX
Registered with this firm since 4/3/2023

Previous Registration(s)
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09/22/2016 - 04/03/2023 PERSONAL CAPITAL ADVISORS CORPORATION (CRD#:155172) DALLAS, TX
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06/08/2015 - 08/24/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GREENWOOD VILLAGE, CO
B
05/05/2015 - 08/24/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GREENWOOD VILLAGE, CO
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11/11/2004 - 10/28/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) AUSTIN, TX
B
01/15/2003 - 10/28/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) AUSTIN, TX
B
12/15/2000 - 06/12/2001 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
12/13/2000 - 06/08/2001 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
05/04/2000 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
02/18/1999 - 05/12/2000 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
05/21/1998 - 02/10/1999 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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Disclosures
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