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JOSEPH MICHAEL DAZEY
CRD#: 3041876
IA
B
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 130 SPRINGSIDE DR
SUITE 100
AKRON, OH 44333
SUITE 100
AKRON, OH 44333
0
Disclosures
26
Years of Experience
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State Registrations
B
California 8/17/2022
B
New York 10/24/2008
B
Colorado 8/24/2009
B
North Carolina 5/22/2015
B
Florida 1/20/2012
B
Ohio 8/19/2008
B
Illinois 10/24/2008
IA
Ohio 8/19/2008
B
Maryland 12/17/2015
B
Oklahoma 9/13/2023
B
Massachusetts 3/13/2014
B
South Carolina 6/30/2011
B
Michigan 2/10/2021
B
Tennessee 6/25/2019
B
Missouri 9/13/2023
B
Texas 12/23/2021
B
New Hampshire 1/5/2009
B
Virginia 4/1/2022
B
New Jersey 8/31/2010
SRO Registrations
B
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IA
Registered with this firm since 8/19/2008
B
Registered with this firm since 8/18/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/24/2006 - 08/19/2008 | AKRON, OH | |
B | 06/12/1998 - 08/19/2008 | AKRON, OH | |
B | 06/12/1998 - 01/01/2002 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.