Individual Firm
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Jacqueline Nicole Lapp-Lee
JACQUELINE NICOLE LAPPLEE, JACQUELINE LAPPLEE
CRD#: 3041634
IA
B
EDWARD JONESCRD#: 250 OLD TOWN SQUARE
1 CHISHOLM TRAIL STE 205
ROUND ROCK, TX 78681
1 CHISHOLM TRAIL STE 205
ROUND ROCK, TX 78681
0
Disclosures
7
Years of Experience
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State Registrations
B
Colorado 10/30/2023
B
Texas 11/27/2020
B
Florida 1/20/2021
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Texas 11/27/2020
B
New Jersey 8/22/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/7/2019
B
Registered with this firm since 7/13/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/28/1999 - 08/28/2000 | DULUTH, GA | |
B | 05/28/1998 - 04/28/1999 | GLEN ALLEN, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.