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MIGUEL CASTILLO
MIGUEL ROBERTO CASTILLO
CRD#: 3041614
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 1091 LINCOLN AVE
SAN JOSE, CA 95125
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS2000 - 2003 (2 years)2 FIRMS2003 - 2008 (5 years)2 FIRMS2008 - 2021 (13 years)2 FIRMS2021 - Present (3 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1998 - 2000 (2 years)
Disclosure(s)
View By:
3/27/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 8/5/2021

B
Montana 1/13/2023

B
California 8/5/2021

B
Nevada 8/5/2021

IA
California 8/5/2021

B
North Carolina 8/5/2021

B
Florida 8/5/2021

B
Texas 8/5/2021

B
Georgia 12/9/2021

IA
Texas 8/5/2021

B
Hawaii 10/18/2021

B
Washington 8/5/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
1091 LINCOLN AVE, SAN JOSE, CA 95125
Registered with this firm since 8/5/2021

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
1091 LINCOLN AVE, SAN JOSE, CA 95125
Registered with this firm since 8/5/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/08/2008 - 08/05/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PLEASANTON, CA
B
08/08/2008 - 08/05/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PLEASANTON, CA
IA
03/28/2003 - 08/21/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN JOSE, CA
B
03/28/2003 - 08/21/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN JOSE, CA
IA
10/10/2000 - 04/22/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PALO ALTO, CA
B
07/05/2000 - 04/22/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
04/27/1998 - 07/21/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.