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Detailed Report
JASON ALEXANDER KORTMAN
CRD#: 3040270
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3280 PEACHTREE RD NE 4TH FL
[G4-RBO]
ATLANTA, GA 30305
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - Present (12 years)BE*TRADE SECURITIES LLC (CRD# 29106)2009 - 2013 (3 years)BASSENT LLC (CRD# 104162)2007 - 2007 (<1 year)BDIMENSION BROKERAGE, LLC (CRD# 136257)2006 - 2007 (<1 year)BHOLD BROTHERS ON-LINE INVESTME... (CRD# 36816)2004 - 2006 (2 years)BSPEAR, LEEDS & KELLOGG, L.P. (CRD# 3466)2000 - 2004 (3 years)BTHE ISLAND ECN (CRD# 20746)1999 - 2000 (1 year)BDATEK ONLINE BROKERAGE SERVICE... (CRD# 5209)1998 - 1999 (<1 year)
License(s)

State Registrations

B
Georgia 3/14/2013
IA
Georgia 9/4/2013

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3280 PEACHTREE RD NE 4TH FL [G4-RBO], ATLANTA, GA 30305
Kennesaw, GA
Registered with this firm since 3/25/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3280 PEACHTREE RD NE 4TH FL [G4-RBO], ATLANTA, GA 30305
Kennesaw, GA
Registered with this firm since 3/14/2013
Previous Registration(s)
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B
 09/03/2009 - 03/04/2013 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
B
 07/27/2007 - 12/06/2007 ASSENT LLC (CRD#:104162) NEW YORK, NY
B
 08/24/2006 - 05/24/2007 DIMENSION BROKERAGE, LLC (CRD#:136257) NEW YORK, NY
B
 05/07/2004 - 08/24/2006 HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (CRD#:36816)
FINRA expelled the firm on 11/26/2012
NEW YORK, NY
B
 08/02/2000 - 03/03/2004 SPEAR, LEEDS & KELLOGG, L.P. (CRD#:3466) NEW YORK, NY
B
 02/18/1999 - 06/27/2000 THE ISLAND ECN (CRD#:20746) JERSEY CITY, NJ
B
 06/12/1998 - 02/12/1999 DATEK ONLINE BROKERAGE SERVICES CORP. (CRD#:5209) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.