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BRIAN WESLEY ARMSTRONG
CRD#: 3040269
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2324 CHEEK SPARGER RD
BEDFORD, TX 76021
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2324 CHEEK SPARGER RD
BEDFORD, TX 76021
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 1998 (<1 year)2 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2018 (10 years)2 FIRMS2018 - Present (6 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2000 - 2007 (7 years)BNEW ENGLAND SECURITIES (CRD# 615)1998 - 1999 (1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2018 - 2023 (4 years)IAROSENTHAL RETIREMENT PLANNING, LP (CRD# 114533)2005 - 2008 (2 years)
Disclosure(s)
View By:
9/7/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 9/4/2018

B
Minnesota 1/9/2019

B
Arkansas 9/4/2018

B
Missouri 9/4/2018

B
California 9/4/2018

B
New Mexico 9/4/2018

B
Colorado 9/4/2018

B
North Carolina 9/5/2018

B
Florida 9/4/2018

B
Ohio 9/5/2018

B
Georgia 10/29/2019

B
Oklahoma 9/4/2018

B
Illinois 9/4/2018

B
Oregon 10/17/2022

B
Indiana 8/18/2021

B
South Carolina 9/4/2018

B
Iowa 9/4/2018

B
South Dakota 9/4/2018

B
Kansas 9/4/2018

B
Texas 9/4/2018

B
Louisiana 9/4/2018

IA
Texas 9/4/2018

B
Massachusetts 9/26/2019

B
Virginia 9/4/2018

B
Michigan 2/10/2023

B
Washington 9/4/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2324 CHEEK SPARGER RD, BEDFORD, TX 76021
131 S WESTMEADOW DR STE 100, CLEBURNE, TX 76033
Registered with this firm since 6/29/2023

IA
CWM, LLC (CRD#:155344)
2324 Cheek-Sparger Road, Bedford, TX 76021
131 S. Westmeadow Drive, Suite 200, Cleburne, TX 76033
Registered with this firm since 9/4/2018

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2324 CHEEK SPARGER RD, BEDFORD, TX 76021
131 S WESTMEADOW DR STE 100, CLEBURNE, TX 76033
Registered with this firm since 9/4/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/04/2018 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) CLEBURNE, TX
IA
02/15/2008 - 09/04/2018 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) BEDFORD, TX
B
02/15/2008 - 09/04/2018 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) BEDFORD, TX
IA
08/18/2005 - 03/14/2008 ROSENTHAL RETIREMENT PLANNING, LP (CRD#:114533) DALLAS, TX
IA
12/10/2007 - 02/19/2008 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) FORTH WORTH, TX
B
12/03/2007 - 02/19/2008 NATIONAL PLANNING CORPORATION (CRD#:29604) FORTH WORTH, TX
B
03/06/2000 - 12/04/2007 SECURITIES AMERICA, INC. (CRD#:10205) FT WORTH, TX
B
08/27/1998 - 12/31/1999 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
07/27/1998 - 08/25/1998 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
07/27/1998 - 08/25/1998 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.