• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JERRY BRADFORD GRIMES JR.
BRAD GRIMES
CRD#: 3039718
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 Lexington, NC
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 103 E. Center Street
LEXINGTON, NC 27292
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - 2010 (4 years)2 FIRMS2010 - 2014 (4 years)2 FIRMS2014 - Present (10 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2002 - 2006 (4 years)IASUMMIT FINANCIAL GROUP INC (CRD# 109485)2004 - 2006 (2 years)
Disclosure(s)
View By:
4/2/2007
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 10/13/2017

B
North Carolina 6/30/2014

B
Alaska 2/10/2020

IA
North Carolina 6/30/2014

B
Arkansas 10/18/2017

B
South Carolina 6/30/2014

B
California 1/3/2019

B
Tennessee 5/23/2018

B
Florida 1/16/2018

B
Texas 10/13/2017

B
Louisiana 10/16/2017

IA
Texas 10/13/2017

B
Mississippi 6/30/2014

B
Virginia 1/3/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
103 E. Center Street, LEXINGTON, NC 27292
Lexington, NC
Registered with this firm since 6/30/2014

IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
Lexington, NC
103 E. Center Street, Lexington, NC 27292
Registered with this firm since 6/30/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/28/2010 - 06/30/2014 IC ADVISORY SERVICES, INC. (CRD#:140190) LEXINGTON, NC
B
06/25/2010 - 06/30/2014 THE INVESTMENT CENTER, INC. (CRD#:17839) LEXINGTON, NC
IA
02/16/2006 - 06/25/2010 NEXT FINANCIAL GROUP, INC. (CRD#:46214) LEXINGTON, NC
B
01/26/2006 - 06/25/2010 NEXT FINANCIAL GROUP, INC. (CRD#:46214) LEXINGTON, NC
IA
02/10/2004 - 02/07/2006 SUMMIT FINANCIAL GROUP INC (CRD#:109485) LEXINGTON, NC
B
01/18/2002 - 02/07/2006 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) LEXINGTON, NC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.