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Detailed Report
JOHN JUNGKI KOH
JUNG KI KOH
CRD#: 3039419
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 13417 Telegraph Rd
Whittier, CA 90605
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2002 (<1 year)2 FIRMS2004 - 2009 (5 years)2 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - 2023 (8 years)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1998 - 2001 (3 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1998 - 1998 (<1 year)
License(s)

State Registrations

B
California 7/1/2024
IA
California 7/1/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
13417 Telegraph Rd, Whittier, CA 90605
Registered with this firm since 7/1/2024
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
13417 Telegraph Rd, Whittier, CA 90605
Registered with this firm since 7/1/2024
Previous Registration(s)
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IA
 07/19/2023 - 07/17/2024 LPL FINANCIAL LLC (CRD#:6413) HUNTINGTON BEACH, CA
B
 07/19/2023 - 07/17/2024 LPL FINANCIAL LLC (CRD#:6413) HUNTINGTON BEACH, CA
IA
 07/21/2015 - 07/19/2023 BANCWEST INVESTMENT SERVICES, INC. (BWIS) (CRD#:29357) HUNTINGTON BEACH, CA
B
 07/21/2015 - 07/19/2023 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) HUNTINGTON BEACH, CA
IA
 02/08/2011 - 06/30/2015 GOLD COAST SECURITIES, INC. (CRD#:110925) THOUSAND OAKS, CA
B
 02/18/2011 - 06/30/2015 GOLD COAST SECURITIES, INC. (CRD#:110925) THOUSAND OAKS, CA
IA
 02/05/2004 - 03/31/2009 GOLD COAST SECURITIES, INC. (CRD#:110925) THOUSAND OAKS, CA
B
 02/09/2004 - 03/31/2009 GOLD COAST SECURITIES, INC. (CRD#:110925) THOUSAND OAKS, CA
B
 11/07/2001 - 08/09/2002 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 11/07/2001 - 08/09/2002 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 06/29/1998 - 10/12/2001 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 04/20/1998 - 05/26/1998 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.