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Dwight Mathis
DWIGHT EARL MATHIS, DWIGHT MATHIS
CRD#: 3039115
IA
Investment Adviser
B
Broker
FIRST CITIZENS INVESTOR SERVICES, INC.CRD#: 44430 53 State St
28th Floor
Boston, MA 02109
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2016 (15 years)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2024 (6 years)2 FIRMS2024 - Present (<1 year)BEDWARD JONES (CRD# 250)1998 - 2001 (2 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2016 - 2016 (<1 year)
Disclosure(s)
View By:
8/3/2005
Customer Dispute
Denied
4/16/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Massachusetts 8/9/2024

IA
Massachusetts 8/27/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
53 State St 28th Floor, Boston, MA 02109
Registered with this firm since 8/27/2024

B
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
53 State St 28th Floor, Boston, MA 02109
Registered with this firm since 8/9/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/13/2017 - 04/10/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
07/12/2017 - 04/10/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
09/22/2016 - 06/20/2017 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) ATLANTA, GA
B
07/22/2016 - 06/20/2017 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
07/26/2016 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
10/12/2001 - 07/26/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PITTSBURGH, PA
B
01/11/2001 - 07/26/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PITTSBURGH, PA
B
05/14/1998 - 01/12/2001 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.