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JAMES PAUL CUNNINGHAM
JIM CUNNINGHAM
CRD#: 3038854
IA
Investment Adviser
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Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 2800 Jackson Blvd
Suite 3
Rapid City, SD 57702
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2000 - 2005 (4 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)1999 - 2001 (1 year)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1999 - 2000 (1 year)BFORUM FINANCIAL SERVICES, INC. (CRD# 17685)1998 - 1999 (1 year)
License(s)

State Registrations

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Arizona 1/8/2008

B
Pennsylvania 3/20/2024

B
California 1/2/2025

B
South Carolina 3/20/2024

B
Colorado 8/13/2018

B
South Dakota 12/12/2007

B
Florida 1/7/2014

IA
South Dakota 12/13/2007

B
Indiana 5/10/2021

B
Tennessee 1/9/2019

B
Iowa 4/28/2015

B
Texas 1/6/2020

B
Kansas 12/10/2021

B
Utah 1/2/2015

B
Nevada 12/18/2007

B
Virginia 1/12/2011

B
New Mexico 8/15/2024

B
Wisconsin 12/19/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
2800 Jackson Blvd Suite 3, Rapid City, SD 57702
Registered with this firm since 12/13/2007

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COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
2800 Jackson Blvd Suite 3, Rapid City, SD 57702
Registered with this firm since 12/11/2007

Previous Registration(s)
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12/13/2000 - 05/03/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
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07/12/1999 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
10/08/1999 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
07/08/1998 - 07/12/1999 FORUM FINANCIAL SERVICES, INC. (CRD#:17685) PORTLAND, ME
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.