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Detailed Report
SCOTT MICHAEL EASON
CRD#: 3038249
IA
Investment Adviser
B
Broker
MISSIONSQUARE RETIREMENTCRD#: 108783 Murrieta, CA
MISSIONSQUARE INVESTMENT SERVICESCRD#: 23189 Murrieta, CA
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2002 - 2019 (16 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1998 - 2002 (4 years)IANATIONWIDE INVESTMENT ADVISORS... (CRD# 142373)2012 - 2019 (7 years)IANATIONWIDE INVESTMENT ADVISORS... (CRD# 142373)2006 - 2010 (4 years)IANATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2006 - 2006 (<1 year)
License(s)

State Registrations

B
California 5/28/2019
IA
District of Columbia 4/21/2022
IA
California 5/28/2019
B
Florida 6/18/2020
B
District of Columbia 4/14/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
MISSIONSQUARE INVESTMENT SERVICES (CRD#:23189)
Murrieta, CA
Registered with this firm since 5/28/2019
IA
MISSIONSQUARE RETIREMENT (CRD#:108783)
Murrieta, CA
Registered with this firm since 5/28/2019
Previous Registration(s)
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IA
 04/25/2012 - 05/09/2019 NATIONWIDE INVESTMENT ADVISORS, LLC (CRD#:142373) COLUMBUS, OH
B
 06/26/2002 - 05/09/2019 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
IA
 12/05/2006 - 12/31/2010 NATIONWIDE INVESTMENT ADVISORS, LLC (CRD#:142373) COLUMBUS, OH
IA
 03/16/2006 - 12/05/2006 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
B
 04/07/1998 - 06/25/2002 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.