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Joshua Hartline
JOSHUA M HARTLINE, Josh Hartline
CRD#: 3037803
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 173 MAIN ST SUITE B
HARLEYSVILLE, PA 19438
HARLEYSVILLE, PA 19438
CETERA ADVISOR NETWORKS LLCCRD#: 13572 173 MAIN ST SUITE B
HARLEYSVILLE, PA 19438
HARLEYSVILLE, PA 19438
0
Disclosures
2
Years of Experience
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State Registrations
B
Pennsylvania 4/18/2024
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Pennsylvania 4/18/2024
SRO Registrations
B
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IA
Registered with this firm since 4/18/2024
B
Registered with this firm since 11/30/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/12/2001 - 03/01/2001 | ST. LOUIS, MO | |
B | 01/25/2000 - 11/08/2000 | HOUSTON, TX | |
B | 01/25/2000 - 11/08/2000 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.