Individual Firm
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MICHAEL PHILLIP ZOTTO
MICHAEL ZOTTO
CRD#: 3037747
IA
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ZONE INVESTMENT MANAGEMENT, LLCCRD#: 314086 1646 W SNOW AVE
TAMPA, FL 33606
TAMPA, FL 33606
0
Disclosures
27
Years of Experience
View By:
State Registrations
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Florida 5/6/2021
IA
North Carolina 3/4/2024
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Illinois 5/13/2021
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Texas 4/20/2021
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Registered with this firm since 4/20/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/20/2017 - 07/13/2021 | TAMPA, FL | |
IA | 01/12/2015 - 09/13/2017 | HIGHLAND PARK, IL | |
B | 01/12/2015 - 09/13/2017 | HIGHLAND PARK, IL | |
IA | 05/17/2000 - 01/02/2015 | DEERFIELD, IL | |
B | 04/08/1998 - 01/02/2015 | DEERFIELD, IL | |
B | 04/08/1998 - 01/05/2000 | NEW YORK, NY |
NEW YORK, NY
04/08/1998 - 01/05/2000
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.