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Detailed Report
LEE SIMS SKIPPER
LEE SKIPPER, SKIP SKIPPER
CRD#: 3037128
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 908 6TH STREET N FL 1
TEXAS CITY, TX 77590
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2024 (14 years)2 FIRMS2024 - Present (1 year)BEDWARD JONES (CRD# 250)2002 - 2009 (6 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1998 - 2002 (4 years)IAEDWARD JONES (CRD# 250)2008 - 2009 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Alabama 4/5/2024
B
New Mexico 4/1/2024
B
California 4/1/2024
B
North Carolina 4/1/2024
B
Colorado 4/2/2024
B
Oklahoma 2/24/2025
B
Kansas 4/1/2024
B
Tennessee 4/29/2024
B
Louisiana 4/1/2024
B
Texas 4/1/2024
B
Missouri 4/1/2024
IA
Texas 4/1/2024
B
Nebraska 4/1/2024
B
Virginia 4/1/2024
B
New Jersey 4/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
908 6TH STREET N FL 1, TEXAS CITY, TX 77590
Registered with this firm since 4/1/2024
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
908 6TH STREET N FL 1, TEXAS CITY, TX 77590
Registered with this firm since 4/1/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/24/2009 - 04/04/2024 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) TEXAS CITY, TX
B
 07/10/2009 - 04/04/2024 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) TEXAS CITY, TX
IA
 07/21/2008 - 07/13/2009 EDWARD JONES (CRD#:250) TEXAS CITY, TX
B
 12/16/2002 - 07/13/2009 EDWARD JONES (CRD#:250) TEXAS CITY, TX
IA
 11/15/2002 - 12/18/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) GALVESTON, TX
B
 05/15/1998 - 12/18/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.