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Steven E Eckna
STEVEN E ECKNA, STEVEN EDWARD ECKNA
CRD#: 3035296
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1325 FRANKLIN AVE
GARDEN CITY, NY 11530
GARDEN CITY, NY 11530
0
Disclosures
24
Years of Experience
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State Registrations
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Arizona 1/2/2022
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New York 7/7/2014
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California 1/8/2020
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New York 4/19/2021
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Colorado 7/5/2018
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North Carolina 1/25/2021
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Connecticut 7/14/2014
B
Ohio 11/6/2018
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Connecticut 9/25/2020
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Pennsylvania 6/25/2019
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District of Columbia 6/23/2021
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South Carolina 2/5/2021
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Florida 1/10/2017
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South Dakota 12/2/2024
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Illinois 8/28/2024
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Texas 12/10/2020
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Illinois 8/30/2024
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Texas 12/11/2020
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Maryland 12/6/2017
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Virgin Islands 3/9/2017
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Massachusetts 3/1/2021
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Virginia 9/21/2020
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New Jersey 3/18/2015
SRO Registrations
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Registered with this firm since 7/14/2014
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Registered with this firm since 7/7/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/08/2011 - 02/13/2013 | NEW YORK, NY | |
B | 06/15/2009 - 06/08/2011 | NEW YORK, NY | |
B | 05/09/2006 - 12/17/2008 | NEW YORK, NY | |
B | 04/18/2005 - 04/07/2006 | NEW YORK, NY | |
B | 10/10/2000 - 03/03/2005 | NEW YORK, NY | |
B | 11/20/1998 - 10/10/2000 | JERSEY CITY, NJ |
JERSEY CITY, NJ
11/20/1998 - 10/10/2000
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.