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Detailed Report
ROMAN JULIAN ADRIANOWYCZ
ROMAN ARDRIANOWYCZ
CRD#: 3035028
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2000 Westchester Avenue
1NC
Purchase, NY 10577
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1998 - 2007 (8 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1998 - 1998 (<1 year)IAMORGAN STANLEY (CRD# 7556)2006 - 2007 (<1 year)
License(s)

State Registrations

B
California 6/1/2009
IA
New York 6/16/2021
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 2/16/2012
B
Pennsylvania 8/18/2021
B
Illinois 11/10/2020
B
Rhode Island 2/16/2012
B
Louisiana 6/23/2016
B
South Carolina 6/1/2009
B
Maine 6/1/2009
B
Texas 6/1/2009
B
Massachusetts 6/1/2009
IA
Texas 6/1/2009
B
Michigan 6/1/2009
B
Vermont 6/1/2009
B
New Hampshire 6/1/2009
B
Virginia 6/1/2009
B
New Jersey 6/1/2009
B
Washington 12/12/2023
B
New York 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2000 Westchester Avenue 1NC, Purchase, NY 10577
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
2000 Westchester Avenue 1NC, Purchase, NY 10577
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PURCHASE, NY
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PURCHASE, NY
IA
 09/13/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) MT. KISKO, NY
B
 07/21/1998 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) MT. KISKO, NY
B
 07/21/1998 - 10/06/1998 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.