Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Elizabeth Ann Quesenberry
ELIZABETH ANN KEELER, ELIZABETH KEELER, ELIZABETH ANN QUESENBERRY, ELIZABETH QUESENBERRY, ELIZABETH ANN WILLIAMSON
CRD#: 3034611
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 3729 N CROSSOVER SUITE 101
FAYETTEVILLE, AR 72703
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)BFIRST INVESTORS CORPORATION (CRD# 305)1998 - 2006 (8 years)
Disclosure(s)
View By:
4/4/2005
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 9/10/2008
B
Missouri 2/11/2013
B
Arizona 7/31/2014
B
New Jersey 1/25/2007
B
Arkansas 11/16/2006
B
North Carolina 1/9/2007
IA
Arkansas 11/28/2006
B
Ohio 1/10/2007
B
California 9/4/2012
B
Oklahoma 2/12/2013
B
Colorado 9/11/2014
B
Oregon 7/8/2014
B
Florida 12/11/2012
B
Rhode Island 5/3/2022
B
Georgia 11/28/2016
B
South Carolina 9/15/2011
B
Idaho 4/1/2024
B
Texas 11/29/2007
B
Illinois 1/8/2018
IA
Texas 1/17/2019
B
Indiana 4/25/2024
B
Virginia 1/9/2007
B
Iowa 7/11/2023
B
Washington 1/10/2007
B
Louisiana 11/26/2010
B
Wisconsin 3/3/2020
B
Mississippi 4/12/2012

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
3729 N CROSSOVER SUITE 101, FAYETTEVILLE, AR 72703
Registered with this firm since 11/28/2006
B
EDWARD JONES (CRD#:250)
3729 N CROSSOVER SUITE 101, FAYETTEVILLE, AR 72703
Registered with this firm since 10/20/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/18/1998 - 08/21/2006 FIRST INVESTORS CORPORATION (CRD#:305) HAMPTON, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.