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Detailed Report
CHRISTOPHER LAYNE MILES
CHRISTOPHER MILES
CRD#: 3032993
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 299 S MAIN ST
1ST FL BANK
SALT LAKE CITY, UT 84111
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (14 years)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2005 (2 years)BWMA SECURITIES, INC. (CRD# 32625)1998 - 1999 (1 year)
Disclosure(s)
View By:
12/11/2015
Customer Dispute
Denied
12/7/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 5/16/2012
B
Ohio 1/24/2022
B
California 1/3/2011
B
Oregon 1/3/2011
B
Colorado 10/13/2015
B
Texas 1/3/2011
B
Georgia 10/26/2021
B
Utah 1/3/2011
B
Idaho 1/3/2011
IA
Utah 1/3/2011
B
Minnesota 2/7/2025
B
Washington 10/19/2016
B
Nevada 11/8/2022
B
Wyoming 9/21/2012

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
299 S MAIN ST 1ST FL BANK, SALT LAKE CITY, UT 84111
639 N STATE ST, LINDON, UT 84042
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
299 S MAIN ST 1ST FL BANK, SALT LAKE CITY, UT 84111
639 N STATE ST, LINDON, UT 84042
Registered with this firm since 1/3/2011
Previous Registration(s)
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IA
 12/07/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SALT LAKE CITY, UT
B
 12/07/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SALT LAKE CITY, UT
IA
 08/24/2005 - 12/10/2009 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BOUNTIFUL, UT
B
 02/16/2005 - 12/10/2009 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BOUNTIFUL, UT
B
 04/26/2002 - 02/08/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 05/07/1998 - 12/31/1999 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.