View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 08/30/2021 - 04/26/2022 | DALLAS, TX | |
B | 08/30/2021 - 04/26/2022 | DALLAS, TX | |
IA | 05/12/2021 - 08/18/2021 | ALBANY, NY | |
B | 05/12/2021 - 08/18/2021 | Frisco, TX | |
IA | 10/25/2019 - 02/10/2021 | IRVING, TX | |
B | 10/25/2019 - 02/10/2021 | DALLAS, TX | |
IA | 06/13/2019 - 10/25/2019 | DALLAS, TX | |
B | 12/03/2014 - 10/25/2019 | DALLAS, TX | |
B | 01/02/2013 - 09/04/2014 | DALLAS, TX | |
IA | 07/20/2006 - 09/19/2012 | ADDISON, TX | |
B | 07/20/2006 - 09/19/2012 | ADDISON, TX | |
IA | 02/06/2006 - 07/12/2006 | DALLAS, TX | |
B | 02/06/2006 - 07/12/2006 | DALLAS, TX | |
IA | 06/18/2004 - 02/02/2006 | PLANO, TX | |
B | 06/18/2004 - 02/02/2006 | MINNEAPOLIS, MN | |
B | 06/18/2004 - 02/02/2006 | MINNEAPOLIS, MN | |
IA | 08/29/2002 - 06/02/2004 | PLANO, TX | |
B | 08/29/2002 - 06/02/2004 | PURCHASE, NY | |
B | 04/09/2001 - 08/22/2002 | NEW YORK, NY | |
B | 10/15/1998 - 05/16/2001 | PURCHASE, NY |