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Registration History
2002200420062008201020122014201620182020202220242026IAGLOBAL IMPACT WEALTH MANAGEMENT (CRD# 326638)2023 - Present (1 year)IASYNOVUS SECURITIES, INC. (CRD# 14023)2003 - 2014 (11 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2001 - 2003 (1 year)
Disclosure(s)
View By:
3/17/2005
Customer Dispute
Dismissed
License(s)

State Registrations

IA
California 5/19/2023

Current Registration(s)
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GLOBAL IMPACT WEALTH MANAGEMENT (CRD#:326638)
RIVERSIDE, CA
Registered with this firm since 5/19/2023

Previous Registration(s)
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02/12/2003 - 08/14/2014 SYNOVUS SECURITIES, INC. (CRD#:14023) BIRMINGHAM, AL
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04/11/2001 - 02/03/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) BIRMINGHAM, AL
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.