Individual Firm
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DAVID K LUNDGREN
DAVID KEITH LUNDGREN
CRD#: 3031319
IA
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MERIDIAN WEALTH MANAGEMENT, LLCCRD#: 151523 7047 E. Greenway Pkwy.
Scottsdale, AZ 85254
Scottsdale, AZ 85254
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Arizona 10/4/2023
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Montana 5/28/2024
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California 9/28/2023
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North Carolina 11/7/2023
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Colorado 9/28/2023
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North Dakota 10/9/2023
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Florida 10/11/2023
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Texas 10/2/2023
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Idaho 9/28/2023
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Washington 10/30/2023
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Iowa 9/29/2023
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Wyoming 10/9/2023
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Registered with this firm since 9/28/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/27/2017 - 10/27/2023 | SCOTTSDALE, AZ | |
IA | 01/21/2015 - 02/27/2017 | PHOENIX, AZ | |
B | 05/16/2013 - 02/27/2017 | PHOENIX, AZ | |
B | 06/25/2008 - 05/16/2013 | SCOTTSDALE, AZ | |
IA | 08/15/2002 - 10/25/2006 | PHOENIX, AZ | |
B | 07/12/1999 - 10/25/2006 | PHOENIX, AZ | |
B | 08/28/1998 - 07/12/1999 | OAKLAND, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.