Individual Firm
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LUCY A JOHNSON
LUCY ANN MESISCA
CRD#: 3031225
IA
B
MORGAN STANLEYCRD#: 149777 330 Fellowship Road
Mount Laurel, NJ 08054
Mount Laurel, NJ 08054
View By:
9/2/2022
Judgment / Lien
9/11/2019
Financial
Final
State Registrations
B
Arizona 4/8/2022
B
Nevada 4/8/2022
B
California 4/11/2022
B
New Jersey 4/8/2022
B
Colorado 4/15/2022
IA
New Jersey 4/13/2022
B
Connecticut 4/11/2022
B
New Mexico 4/15/2022
B
Delaware 4/28/2022
B
New York 4/8/2022
B
District of Columbia 4/26/2022
B
North Carolina 4/8/2022
B
Florida 4/8/2022
B
Oklahoma 4/21/2022
B
Georgia 4/8/2022
B
Pennsylvania 4/8/2022
B
Idaho 4/11/2022
B
Rhode Island 4/15/2022
B
Illinois 5/12/2022
B
South Carolina 4/8/2022
B
Kansas 4/11/2022
B
Texas 4/8/2022
B
Kentucky 4/14/2022
IA
Texas 4/8/2022
B
Louisiana 4/19/2022
B
Vermont 4/14/2022
B
Maine 4/12/2022
B
Virginia 4/22/2022
B
Maryland 8/25/2022
B
West Virginia 4/18/2022
B
Michigan 4/25/2022
B
Wisconsin 4/19/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 4/8/2022
B
Registered with this firm since 4/8/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/17/2012 - 04/19/2022 | MT. LAUREL, NJ | |
B | 02/17/2012 - 04/19/2022 | MT. LAUREL, NJ | |
IA | 06/01/2009 - 03/08/2012 | MT. LAUREL, NJ | |
B | 06/01/2009 - 03/08/2012 | MT. LAUREL, NJ | |
IA | 04/29/2003 - 06/01/2009 | MT. LAUREL, NJ | |
B | 01/12/2001 - 06/01/2009 | MT. LAUREL, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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