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Ian McBrine Smith
IAN SMITH
CRD#: 3031128
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 225 INTERNATIONAL CIR, STE 102
HUNT VALLEY, MD 21030
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2005 - 2022 (17 years)BPROFUNDS DISTRIBUTORS, INC. (CRD# 19541)2002 - 2004 (2 years)BDEUTSCHE BANC ALEX. BROWN INC. (CRD# 2525)2001 - 2001 (<1 year)BDB ALEX. BROWN LLC (CRD# 17790)1998 - 2001 (2 years)
License(s)

State Registrations

B
Louisiana 4/22/2024

B
Pennsylvania 4/22/2024

B
Maryland 4/22/2024

B
Virginia 4/22/2024

IA
Maryland 4/22/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
225 INTERNATIONAL CIR, STE 102, HUNT VALLEY, MD 21030
Registered with this firm since 4/22/2024

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LPL FINANCIAL LLC (CRD#:6413)
225 INTERNATIONAL CIR, STE 102, HUNT VALLEY, MD 21030
Registered with this firm since 4/22/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/23/2023 - 04/24/2024 MML INVESTORS SERVICES, LLC (CRD#:10409) HUNT VALLEY, MD
B
05/23/2023 - 04/24/2024 MML INVESTORS SERVICES, LLC (CRD#:10409) HUNT VALLEY, MD
B
01/13/2005 - 11/28/2022 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) BALTIMORE, MD
B
01/28/2002 - 12/01/2004 PROFUNDS DISTRIBUTORS, INC. (CRD#:19541) BETHESDA, MD
B
01/13/2001 - 06/01/2001 DEUTSCHE BANC ALEX. BROWN INC. (CRD#:2525) NEW YORK, NY
B
07/10/1998 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.