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MAUREEN PATRICIA DARBY
MAUREEN DARBY, MAUREEN PATRICIA LAPORTA, MAUREEN LAPORTA, MAUREEN PATRICIA LAPORTA-DARBY
CRD#: 3030247
IA
B
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 16208 State Highway 13 Ste 100
Branson West, MO 65737
Branson West, MO 65737
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 16208 State Highway 13 Ste 100
Branson West, MO 65737-8933
Branson West, MO 65737-8933
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Arkansas 6/2/2016
IA
Illinois 6/5/2024
IA
Arkansas 11/14/2018
B
Kansas 6/26/2024
B
Idaho 6/6/2024
IA
Kansas 6/26/2024
IA
Idaho 6/6/2024
B
Missouri 5/31/2016
B
Illinois 6/5/2024
IA
Missouri 11/14/2018
SRO Registrations
B
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IA
Registered with this firm since 11/14/2018
B
Registered with this firm since 7/26/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/04/2001 - 06/30/2003 | BLOOMINGTON, IL | |
B | 05/26/1998 - 06/12/2001 | BLOOMINGTON, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.