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Detailed Report
CHRISTOPHER MICHAEL BERZON
CHRIS BERZON, CHRISTOPHER BERZON
CRD#: 3029346
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 201 Main Street
Suite 1500
Fort Worth, TX 76102
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2011 (5 years)2 FIRMS2011 - 2020 (9 years)2 FIRMS2020 - Present (4 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)1999 - 1999 (<1 year)
Disclosure(s)
View By:
6/25/2012
Customer Dispute
Denied
License(s)

State Registrations

B
Arkansas 1/20/2025
B
New York 1/20/2025
B
Colorado 1/20/2025
B
North Carolina 7/6/2020
B
Florida 8/4/2020
B
Oklahoma 1/10/2025
B
Kentucky 12/2/2021
B
South Carolina 12/17/2024
B
Missouri 12/22/2022
B
Texas 6/5/2020
B
New Mexico 12/2/2021
IA
Texas 6/5/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
201 Main Street Suite 1500, Fort Worth, TX 76102
Registered with this firm since 6/5/2020
B
MORGAN STANLEY (CRD#:149777)
201 Main Street Suite 1500, Fort Worth, TX 76102
Registered with this firm since 6/5/2020
Previous Registration(s)
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IA
 01/03/2011 - 06/09/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FORT WORTH, TX
B
 01/03/2011 - 06/09/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FORT WORTH, TX
IA
 05/08/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FORT WORTH, TX
B
 01/07/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FORT WORTH, TX
B
 07/23/1999 - 09/28/1999 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.