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MICHAEL SHEARER
MIKE SHEARER
CRD#: 3029193
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 13355 NOEL RD
DALLAS, TX 75240
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1998 - 2009 (11 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2009 (6 years)
License(s)

State Registrations

B
Alabama 10/23/2009

B
Nebraska 12/8/2021

B
Alaska 10/23/2009

B
Nevada 9/19/2011

B
Arizona 10/23/2009

B
New Jersey 8/5/2019

B
Arkansas 10/23/2009

B
New Mexico 10/8/2018

B
California 10/23/2009

B
New York 6/7/2013

B
Colorado 10/23/2009

B
North Carolina 10/23/2009

B
Connecticut 8/5/2019

B
Ohio 10/23/2009

B
District of Columbia 3/27/2019

B
Oklahoma 10/23/2009

B
Florida 10/23/2009

B
Oregon 10/23/2009

B
Georgia 4/25/2012

B
Pennsylvania 6/7/2013

B
Illinois 6/7/2013

B
Rhode Island 12/10/2015

B
Indiana 8/5/2019

B
South Carolina 2/16/2012

B
Iowa 8/21/2019

B
Tennessee 10/23/2009

B
Kansas 12/3/2018

B
Texas 10/23/2009

B
Louisiana 2/13/2015

IA
Texas 10/23/2009

B
Maryland 8/5/2019

B
Utah 10/23/2009

B
Massachusetts 8/28/2018

B
Virginia 10/19/2010

B
Michigan 9/30/2013

B
Washington 4/6/2017

B
Minnesota 4/18/2022

B
Wisconsin 9/15/2014

B
Missouri 7/23/2010

B
Wyoming 5/11/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/07/2003 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ADDISON, TX
B
04/16/1998 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ADDISON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.