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MICHAEL A SEPULVEDA
MICHAEL ANTHONY SEPULVEDA
CRD#: 3029191
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3550 VINE ST
RIVERSIDE, CA 92507
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2003 (2 years)
License(s)

State Registrations

B
Alabama 10/16/2020

B
Nebraska 1/14/2020

B
Alaska 10/16/2020

B
Nevada 7/16/2012

B
Arizona 6/23/2011

B
New Hampshire 10/16/2020

B
Arkansas 10/16/2020

B
New Jersey 10/16/2020

B
California 10/20/2009

B
New Mexico 10/16/2020

IA
California 10/20/2009

B
New York 10/16/2020

B
Colorado 10/16/2020

B
North Carolina 10/16/2020

B
Connecticut 10/16/2020

B
North Dakota 10/16/2020

B
Delaware 10/16/2020

B
Ohio 10/18/2020

B
District of Columbia 10/16/2020

B
Oklahoma 10/16/2020

B
Florida 6/23/2011

B
Oregon 6/23/2011

B
Georgia 6/25/2020

B
Pennsylvania 10/16/2020

B
Hawaii 6/23/2011

B
Puerto Rico 10/16/2020

B
Idaho 10/16/2020

B
Rhode Island 10/16/2020

B
Illinois 10/16/2020

B
South Carolina 10/16/2020

B
Indiana 10/16/2020

B
South Dakota 10/16/2020

B
Iowa 10/16/2020

B
Tennessee 10/16/2020

B
Kansas 10/16/2020

B
Texas 6/23/2011

B
Kentucky 10/16/2020

IA
Texas 3/22/2013

B
Louisiana 10/16/2020

B
Utah 10/16/2020

B
Maine 10/16/2020

B
Vermont 10/16/2020

B
Maryland 10/16/2020

B
Virgin Islands 10/16/2020

B
Massachusetts 10/16/2020

B
Virginia 10/16/2020

B
Michigan 10/16/2020

B
Washington 1/8/2020

B
Minnesota 10/16/2020

B
West Virginia 10/16/2020

B
Mississippi 10/16/2020

B
Wisconsin 10/16/2020

B
Missouri 10/16/2020

B
Wyoming 10/16/2020

B
Montana 10/16/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3550 VINE ST, RIVERSIDE, CA 92507
Registered with this firm since 10/20/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3550 VINE ST, RIVERSIDE, CA 92507
Registered with this firm since 7/17/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/31/2000 - 05/30/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.