Individual Firm
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BRIAN CRANE ELLIOTT
CRD#: 3029006
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 SAN DIEGO, CA
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Arizona 8/1/2014
B
Missouri 1/27/2023
IA
Arizona 8/13/2014
IA
Missouri 1/27/2023
IA
California 4/2/2009
B
Montana 3/9/2021
B
California 4/6/2009
IA
Montana 2/24/2022
B
Colorado 8/7/2015
B
Nevada 2/20/2020
IA
Colorado 8/7/2015
IA
Nevada 3/5/2020
B
Connecticut 10/23/2014
B
North Carolina 10/17/2024
IA
Connecticut 10/23/2014
IA
North Carolina 10/17/2024
B
Florida 3/31/2016
B
Ohio 6/8/2022
IA
Florida 4/4/2016
IA
Ohio 6/8/2022
B
Hawaii 9/29/2017
B
Oregon 4/4/2017
B
Indiana 6/21/2010
IA
Oregon 4/4/2017
IA
Indiana 10/14/2021
B
Texas 11/22/2013
B
Maryland 10/14/2020
IA
Texas 11/22/2013
IA
Maryland 10/21/2021
B
Washington 2/20/2020
B
Massachusetts 12/1/2021
IA
Washington 2/20/2020
IA
Massachusetts 12/15/2021
B
Wyoming 2/25/2014
B
Michigan 4/25/2022
SRO Registrations
B
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B
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/23/2008 - 04/01/2009 | SAN DIEGO, CA | |
B | 05/25/2000 - 10/05/2007 | SAN DIEGO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.