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KIL UNG CHANG
KIL UNG CHANG
CRD#: 3029003
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 108 Ellington Blvd
Gaithersburg, MD 20878-4552
Registration History
20002002200420062008201020122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2002 - Present (22 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - Present (24 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)1999 - 2000 (1 year)
Disclosure(s)
View By:
11/11/2009
Customer Dispute
Settled
8/11/2009
Customer Dispute
Settled
9/9/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 1/6/2025

B
New York 2/10/2015

B
California 4/30/2008

B
North Carolina 11/15/2005

B
Colorado 4/22/2022

B
Ohio 3/18/2020

B
Connecticut 5/22/2020

B
Oregon 5/9/2022

B
Delaware 3/19/2008

B
Pennsylvania 11/15/2005

B
District of Columbia 6/30/2000

B
South Carolina 10/25/2017

B
Florida 11/15/2005

B
Texas 10/1/2009

B
Georgia 11/15/2005

IA
Texas 1/2/2019

B
Illinois 4/27/2022

B
Utah 3/27/2024

B
Maryland 6/30/2000

B
Virginia 7/5/2000

IA
Maryland 3/28/2002

B
Washington 6/12/2015

B
Massachusetts 9/6/2006

B
West Virginia 7/5/2000

B
Missouri 2/19/2015

B
Wyoming 3/28/2018

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
108 Ellington Blvd, Gaithersburg, MD 20878-4552
Registered with this firm since 3/28/2002

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
108 Ellington Blvd, Gaithersburg, MD 20878-4552
Registered with this firm since 6/30/2000

Previous Registration(s)
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B
04/05/1999 - 06/08/2000 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) BALTIMORE, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.