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BRENT ALAN FRANK
CRD#: 3028827
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5201 W AMELIA EARHART DR
[TPB SERVICES]
SALT LAKE CITY, UT 84116
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2016 (2 years)2 FIRMS2016 - Present (8 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2013 (2 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2011 (9 years)BWELLS FARGO SECURITIES, LLC (CRD# 7665)1999 - 2002 (2 years)BFIRST SECURITY INVESTOR SERVIC... (CRD# 15515)1999 - 1999 (<1 year)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1998 - 1998 (<1 year)
License(s)

State Registrations

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Alabama 2/6/2025

B
Nebraska 2/6/2025

B
Alaska 2/6/2025

B
Nevada 2/6/2025

B
Arizona 2/6/2025

B
New Hampshire 2/6/2025

B
Arkansas 2/6/2025

B
New Jersey 2/6/2025

B
California 2/6/2025

B
New Mexico 2/6/2025

B
Colorado 2/6/2025

B
New York 2/6/2025

B
Connecticut 2/6/2025

B
North Carolina 2/6/2025

B
Delaware 2/6/2025

B
North Dakota 2/6/2025

B
District of Columbia 2/6/2025

B
Ohio 2/6/2025

B
Florida 2/6/2025

B
Oklahoma 2/6/2025

B
Georgia 2/6/2025

B
Oregon 2/6/2025

B
Hawaii 2/6/2025

B
Pennsylvania 2/6/2025

B
Idaho 2/6/2025

B
Puerto Rico 2/6/2025

B
Illinois 2/6/2025

B
Rhode Island 2/6/2025

B
Indiana 2/6/2025

B
South Carolina 2/6/2025

B
Iowa 2/6/2025

B
South Dakota 2/6/2025

B
Kansas 2/6/2025

B
Tennessee 2/6/2025

B
Kentucky 2/6/2025

B
Texas 2/6/2025

B
Louisiana 2/6/2025

B
Utah 9/1/2016

B
Maine 2/6/2025

IA
Utah 9/1/2016

B
Maryland 2/6/2025

B
Vermont 2/6/2025

B
Massachusetts 2/6/2025

B
Virgin Islands 2/6/2025

B
Michigan 2/6/2025

B
Virginia 2/6/2025

B
Minnesota 2/6/2025

B
Washington 2/6/2025

B
Mississippi 2/6/2025

B
West Virginia 2/6/2025

B
Missouri 2/6/2025

B
Wisconsin 2/6/2025

B
Montana 2/6/2025

B
Wyoming 2/6/2025

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5201 W AMELIA EARHART DR [TPB SERVICES], SALT LAKE CITY, UT 84116
TOOELE, UT
Registered with this firm since 9/1/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5201 W AMELIA EARHART DR [TPB SERVICES], SALT LAKE CITY, UT 84116
TOOELE, UT
Registered with this firm since 9/1/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/19/2013 - 08/26/2016 MORGAN STANLEY (CRD#:149777) SOUTH JORDAN, UT
B
10/22/2013 - 08/26/2016 MORGAN STANLEY (CRD#:149777) SOUTH JORDAN, UT
B
01/03/2011 - 10/16/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) SALT LAKE CITY, UT
B
06/29/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SALT LAKE CITY, UT
B
07/01/1999 - 01/08/2002 WELLS FARGO SECURITIES, LLC (CRD#:7665) SAN FRANCISCO, CA
B
01/11/1999 - 07/01/1999 FIRST SECURITY INVESTOR SERVICES, INC. (CRD#:15515) SALT LAKE CITY, UT
B
06/11/1998 - 09/03/1998 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.