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Shawn Kost
SHAWN ROBERT KOST, Shawn R Kost
CRD#: 3028613
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 700 East Spring Street
New Albany, IN 47150
New Albany, IN 47150
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Florida 10/16/2019
B
Kentucky 10/16/2019
B
Indiana 10/16/2019
B
Ohio 10/16/2019
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Indiana 10/16/2019
SRO Registrations
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IA
Registered with this firm since 10/16/2019
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Registered with this firm since 10/16/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/07/2017 - 10/10/2019 | LOUISVILLE, KY | |
B | 04/03/2017 - 10/10/2019 | LOUISVILLE, KY | |
IA | 01/20/2017 - 03/01/2017 | JEFFERSONVILLE, IN | |
B | 01/20/2017 - 03/01/2017 | JEFFERSONVILLE, IN | |
IA | 11/21/2016 - 01/24/2017 | New Albany, IN | |
B | 12/14/2016 - 01/24/2017 | NEW ALBANY, IN | |
IA | 08/10/2011 - 12/17/2014 | NEW ALBANY, IN | |
B | 08/10/2011 - 12/17/2014 | NEW ALBANY, IN | |
IA | 01/20/2011 - 08/02/2011 | LOUISVILLE, KY | |
B | 07/06/2005 - 08/02/2011 | LOUISVILLE, KY | |
B | 05/07/1998 - 07/06/2005 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.