Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PAUL EDWARD SULLIVAN
CRD#: 3027835
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 15 N. Main Street
SUITE 300
WEST HARTFORD, CT 06107-2420
SUITE 300
WEST HARTFORD, CT 06107-2420
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Alabama 3/10/2022
B
Nebraska 10/6/2020
B
Arizona 7/20/2017
B
New Hampshire 7/20/2017
B
California 7/20/2017
B
New Jersey 7/20/2017
B
Colorado 7/20/2017
B
New York 7/20/2017
B
Connecticut 7/20/2017
B
North Carolina 7/20/2017
IA
Connecticut 7/20/2017
B
Ohio 7/20/2017
B
Delaware 10/8/2021
B
Pennsylvania 10/8/2021
B
Florida 7/20/2017
B
Puerto Rico 10/25/2024
B
Georgia 7/20/2017
IA
Puerto Rico 12/23/2024
B
Indiana 7/20/2017
B
Rhode Island 7/20/2017
B
Maine 7/20/2017
B
South Carolina 7/20/2017
B
Maryland 7/20/2017
B
Vermont 7/20/2017
B
Massachusetts 7/20/2017
B
Virginia 7/20/2017
B
Missouri 7/20/2017
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/20/2017
B
Registered with this firm since 7/20/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/24/2006 - 07/24/2017 | WEST HARTFORD, CT | |
B | 08/05/2000 - 07/24/2017 | WEST HARTFORD, CT | |
B | 03/24/1998 - 08/05/2000 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.